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Understanding the United Upgrade List Comprehensively {Archive}

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Old Apr 27, 2020, 1:00 am
FlyerTalk Forums Expert How-Tos and Guides
Last edit by: WineCountryUA
Types of Upgrades

UA's Upgrades overview

UA has multiple methods for upgrading to a higher cabin. Examples include: Economy to Domestic First, Economy to International Business or Business (ex-p.s. flights) or Economy to Premium Economy ("Premium Plus").

In this regard, seating in Economy Plus is considered Economy.

Not all upgrade methods are available on all flights (see table).
  • Complimentary Premier Upgrades (CPU) are available for most North American flights, Central America flights, and some select Oceania flights.
    "ex-PS" flights (EWR-SFO/LAX, BOS-SFO and v.v.) and Hawaii-EWR, IAD, ORD, IAH, DEN, GUM, MAJ and v.v. are not CPU eligible. CPUs are available for all paid fares and in some cases on award tickets with certain credit cards. A CPU is requested automatically for all elites as long as there is a maximum of one non-Premier as only one companion on the same PNR is also eligible for CPU. CPUs cannot be confirmed until inside the particular window:Global Services: 120 hours
    Premier 1K: 96 hours
    Premier Platinum: 72 hours
    Premier Gold: 48 hours
    Premier Silver: 24 hours
    • Plus Points (provided to Plats and above) are the upgrade currency of United elites. This wiki of this thread has more details about pricing of various Plus Points upgrades.
      • Mileage Upgrade Awards (MUA) can be requested for all UA flights with a higher cabin on all paid fares. This a varying amount of miles and a $ copay (elites are exempt from the co-pay for CPU eligible flights) -- see UA award chart for details Note the miles and copay are due at time of the request and will be returned if unsuccessful.
      • Instant Upgrades are space available for all elites on Y & B fares for CPU-eligible flights at booking. For Plats and below these require PZ space. For 1Ks and GS, this can be done on Y, B & M fares and requires PN space. 1K & GS, if not cleared at booking, will be waitlisted.

Paid/cash upgrades are a different mechanism and are only available if confirmable -- no waitlisting. Depending on methods, paid upgrades can clear into almost any fare class. If the class would otherwise be used for upgrades, the cash upsell can show up on the cleared upgrade list.

Plus Points and MUA (also called "miles+cash upgrades") are collectively referred to as instrument-supported upgrades, as they are considered with equal priority once applied. They may also be used on Copa (CM), Lufthansa (LH), and ANA (NH) flights.

Waitlisting for a premium cabin award and all forms of Economy Plus are not considered upgrades.


Upgrade Priority and Required Inventory

All upgrades other than CPU may clear immediately if the required inventory class is available. If you request an upgrade when there is not inventory to confirm your upgrade immediately, you will be added to the upgrade waitlist. The required inventory classes are as follows:

RN class is required for all upgrades to Premium Economy (United Premium Plus)
PN class is required for Instant Upgrades to Business/First from Y, B, and M fares for Premier 1K members, and for all upgrades to Business/First of any type for Global Services members.
PZ class is required for all other upgrades to Business/First except CPUs.

Note: The display of the upgrade lists is rather complicated at the moment. There seems to be more information available than usual, but its accuracy is disputed. The following is how it has historically functioned in terms of public visibility.

Passengers with unconfirmed upgrade requests will be added to the upgrade waitlist. This is not the same as the upgrade standby list which you can see on the Flight Status page. You cannot see this list by any means. The ordering of the upgrade waitlist is as follows:
  • All Global Services members (presumably prioritized similar to other members below), including those awaiting a CPU.
  • For CPU eligible flights, Premier 1K members on eligible Y-, B- and M-class fares that were not cleared at time of booking are prioritized by fare class and then time of request.
  • All travelers on waitlisted instrument-supported upgrades: Prioritized by Premier status of the traveler, then fare class and then time of request. There is no priority difference between types of instruments.
  • For CPU eligible flights all remaining Premier members: Prioritized by Premier status of the traveler and fare class (award tickets are considered the lowest fare class)

Recent announced modification
Effective August 14, 2018, upgrade waitlists are processed in the following priority order:
  1. Premier status of the traveler
  2. Fare class
  3. Chase United MileagePlus Club cardholder
  4. United Corporate Preferred participant
  5. Time of request
Later in 2018: We will include upgrade priority for primary Chase United MileagePlus Cardmembers who have met the $25K annual spend Premier Qualifying Dollar (PQD) waiver on a Chase MileagePlus co-brand card. Priority order for these Cardmembers will fall after United Corporate Preferred participants and before time of request.
United will periodically run sweeps from this list. The required inventory class for your upgrade does not need to be available in order to be upgraded from the standby list; passengers on the list will be upgraded at the discretion of United's systems. (You can also think of it as space was opened and then you immediately took it.)

Once check-in starts a new waitlist will be generated for use at the gate. The pre-gate list will continue to process until the flight goes to the gate, typically one to three hours prior to departure. This new list is the visible one on the Flight Status page. Generally they will have the same order, but there can be some differences in priority ordering of the two lists -- usually due to the time tiebreaker -- which is time of request for the pre-gate list and time of check-in (sequence number) for gate list. The visible (upgrade standby) list has only checked-in passengers and is not used until the flight is under gate control and the gate agent manually processes an upgrade.

The upgrade list sometimes also shows passengers who have been upgraded. Advance-cleared upgrades will not show on the gate list as cleared -- only passengers who clear after they check in will display with a green checkmark. Some paid Premium Economy fares may show as a confirmed upgrade to Premium Economy.

For both cases, display cleared upgrades will appear in alphabetic order and regardless if checked-in (as long as a seat has been assigned). Uncleared, waitlisted requests will appear, once checked in, in priority order. But until all have checked in, the visible gate waitlist is incomplete.


Upgrades and Companions
Main article: Comprehensive Companion Upgrade Questions

The following applies ONLY to the invisible upgrade list.

Up to one companion on the same PNR as you is entitled to a CPU based on your status. However, because PNRs must consist only of passengers with the same itinerary, you will only be eligible for an upgrade if all passengers on your PNR have the same upgrade eligibility. For CPUs, you may extend your CPU status to one companion, and then the system will take the status of the lowest passenger on the reservation.

This is a little complicated. Here are some example PNRs:

1K and non-status companion: both are eligible to CPU as 1Ks
1K and two non-status companions: no one is eligible to CPU
1K, Gold, and non-status companion: the companion gets "1K CPU status" but the Gold cannot, so all three pax have Gold priority

The situation for instrument supported upgrades is slightly different. Waitlisting an instrument is also all-or-nothing on the PNR. Either all pax must have a waitlisted upgrade, or none may. If you have a waitlisted upgrade for a multiple passenger PNR, it will have the priority of the highest Premier status on the reservation. Thus:

1K and non-status companion, 2x GPU applied: both are eligible as 1Ks with GPU
1K and three non-status companions, 4x GPU applied: all four are eligible as 1Ks with GPU

Multi-pax PNR upgrades are all or nothing - you may (or may not) be skipped over if there are fewer available seats than members in your party. If you do not like the treatment of your PNR, you may split it into smaller pieces at any time and be treated as smaller groups or individuals.


Now, what happens if you haven't cleared by check-in?

Multiple pax PNRs are not eligible for the (visible) upgrade standby list. If you wish to be added to the list, you must split the PNR at check-in. This often happens even if you didn't intend to. Note, however, that the hidden list is active until 3 hours before departure and splitting your PNR changes it. Therefore, you may wish to delay check-in until the airport. On the other hand, the tiebreak for the gate list is time of check-in, so you may wish to do so immediately. It depends on your situation.

Companions may be eligible for the upgrade standby list even after splitting the PNR, if it is split at check-in. The behavior of your companion(s) depends on whether the reservation had instruments applied. You may have one CPU companion, who will be waitlisted with your Premier priority but with an effective fare class below X (namely, last). If your companion was on a different PNR originally, or you want to designate a different companion, an airport agent can do that for you. Therefore, the list of 1Ks might be:

1) 1K on an S fare (you)
2) 1K on a K fare
3) Your no-status companion
4) Plat on a B fare

If your reservation had instruments applied, however, this process is different. In this case, if the reservation is auto-split at check-in, all travelers will have your Premier priority with their fare class. Say you are a 1K with three non-status companions, all with GPUs applied. Then you have

1) 1K on a V fare, GPU applied
2..5) you (1K) and your three companions on W fares, ordered by sequence number
6) Plat on a Q fare, miles+cash applied


Frequently Asked Questions

I was #1 on the upgrade list, but someone else got the upgrade instead. What happened?
The most likely answer is that the upgraded passenger was not checked in. Remember that the upgrade standby list (the visible list) only shows passengers who have checked in.

I'm #1 on the upgrade list but seats in the forward cabin keep disappearing. No one is being upgraded. What's going on?
There are two major sources of this. First, once your flight is within 24 hours of departure, it is eligible for SDC. Passengers with paid premium tickets can change to your flight and take seats. Many experienced flyers, especially FT members, underestimate the volatility of flight loads on the day of departure. Additionally, United usually makes a time-of-departure upsell offer available at check-in. Purchasers of this upgrade may often appear similar to last-minute revenue bookings.

I was waitlisted for I (or IN) class and did not clear. Am I now eligible for an upgrade?
"Upgrade" is the wrong terminology. You should be automatically placed on the standy list for business or first (whichever applies). Historically there have been problems with this occurring automatically, but that seems to have mostly been fixed. The exact priority compared to passengers who are waitlisted for an upgrade is unclear and a matter of some dispute. See discussion of GG ONESTANDBY lines 32-55.

Who are these people who are on standby lists for both Business and First?
These are non-revs (i.e., UA employees and family members) - either NRPS (non-rev positive space) or NRSA (non-rev standby). Non-revs can list for any cabin. NRPS are traveling on company business (e.g., deadheading pilots) and will clear into open space ahead of upgraders. NRSA travel standby and will be last in priority after all paid passengers. Why would someone be listed on both standby & upgrade list(s)?

Can you have one companion on a different PNR?
Yes, but only at the airport/gate and some agents are not familiar with the process. They are at the bottom of your status group.

Related threads
Ever see (+X blocked) in booked column on upgrade list?
Consolidated "Waitlist for Award Seats Questions/Issues"
[Consolidated] Chance of upgrade clearing on my flight
Decoding the alphabet soup - fare buckets for UA

Understanding the United Upgrade List Comprehensively [Archive]

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Old Mar 28, 2019, 6:15 pm
  #1426  
azj
 
Join Date: Mar 2002
Posts: 2,576
I've applied most my RPU's for the year and and closing in on departure for the first trip, which is to IAD. It seems the odds even as a 1K are slim to none for clearance. I'm just inside the 96 hours window until departure, so if the RPU hasn't cleared at this point, I'm just counting on it being treated like a CPU? Looks like one can still buy F seats, so I'll what a recalculation of the fare to paid F looks like within the 24 hour window, or snag a paid offer to upgrade. Or just roll the dice and see what happens, but after reading all the upgrading threads, I can empathize with the frustration of not having the earned perks through status actually be of any good.
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Old Mar 29, 2019, 12:47 am
  #1427  
FlyerTalk Evangelist
 
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Originally Posted by azj
...I'm just inside the 96 hours window until departure, so if the RPU hasn't cleared at this point, I'm just counting on it being treated like a CPU?....
No, the RPU puts you ahead of any non-GS CPU.
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Old Mar 29, 2019, 8:25 am
  #1428  
 
Join Date: May 2016
Location: SFO
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I was babysitting an upcoming SFO-EWR as I have two RPUs waitlisted for a day-time flight. While looking at the loads on the other flights that day went I saw one went J9 JN9 C8 D7 Z7 ZN7 P7 PN5 PZ2 IN1 I0. So in the off chance that my brother wanted to join my spouse and me on the trip I booked him on that flight with miles, and it went P6 PN4 PZ1 IN0 I0 (the others didn't change)

What this confirmed to me was two-fold: (1) there definitely is more IN > I happening than a year or two ago (I used to see it on TPAC flights but less on TATL or domestic), and (2) PZ and IN were in fact tied here
mrt88 is offline  
Old Apr 1, 2019, 11:46 am
  #1429  
 
Join Date: Aug 2012
Programs: UA 1K/MM, EK Gold, CX Silver
Posts: 880
How does Premium Plus affect the operation of the upgrade list. Does a passenger in Premium Plus waitlisted for Business with miles/GPU have priority over a Y passenger who is also waitlisted for Business ?
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Old Apr 1, 2019, 12:01 pm
  #1430  
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Originally Posted by sabbasolo
How does Premium Plus affect the operation of the upgrade list. Does a passenger in Premium Plus waitlisted for Business with miles/GPU have priority over a Y passenger who is also waitlisted for Business ?
According to United, a passenger who purchased P+ will have priority for an upgrade to J over someone who purchased Y.
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Old Apr 1, 2019, 6:23 pm
  #1431  
Moderator: United Airlines
 
Join Date: Jun 2007
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Originally Posted by sabbasolo
How does Premium Plus affect the operation of the upgrade list. Does a passenger in Premium Plus waitlisted for Business with miles/GPU have priority over a Y passenger who is also waitlisted for Business ?
UA has stated purchased PP passenger's priority of regular economy -- not sure how GS fits in this
See discussion in https://www.flyertalk.com/forum/unit...emiumplus.html
WineCountryUA is offline  
Old Apr 2, 2019, 6:04 pm
  #1432  
 
Join Date: Feb 2017
Location: SFO
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I'm booking a flight for 3 passengers. One is plat, one is gold, one is non-status. In order to improve upgrade chances, should I book the plat and non-status together, and then the gold by himself? That way we get 2 plat status upgrades and 1 gold status upgrade. Otherwise if I book it all together, all 3 would be gold status.
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Old Apr 2, 2019, 6:32 pm
  #1433  
 
Join Date: Jan 2011
Location: San Antonio, TX
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Originally Posted by godbreath
I'm booking a flight for 3 passengers. One is plat, one is gold, one is non-status. In order to improve upgrade chances, should I book the plat and non-status together, and then the gold by himself? That way we get 2 plat status upgrades and 1 gold status upgrade. Otherwise if I book it all together, all 3 would be gold status.
I generally agree with your strategy. YMMV. If it is a route that generally has empty F, it is possible that 2 upgrades will get released, and, if you are sitting at the top of the list, the plat/GM get cleared at the same time. In other instances, the Gold might be the only one to upgrade.
hookthem is offline  
Old Apr 3, 2019, 1:28 pm
  #1434  
 
Join Date: Dec 2002
Location: ATL
Programs: UA:MM 1K HH:Diamond IHG:Plat Marriott:Plat
Posts: 652
Skipping line

I was wondering how it is possible for someone to skip the line on the upgrade list. I just saw #4 on the upgrade list on my flight getting upgraded ahead of 3 others at T-6 hrs.
expressboy is offline  
Old Apr 3, 2019, 2:06 pm
  #1435  
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Originally Posted by expressboy
I was wondering how it is possible for someone to skip the line on the upgrade list. I just saw #4 on the upgrade list on my flight getting upgraded ahead of 3 others at T-6 hrs.
potentially a TOD.
MatthewLAX is offline  
Old Apr 3, 2019, 2:18 pm
  #1436  
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Originally Posted by expressboy
I was wondering how it is possible for someone to skip the line on the upgrade list. I just saw #4 on the upgrade list on my flight getting upgraded ahead of 3 others at T-6 hrs.
The invisible list has different tiebreakers than the visible list. The visible list is only used at the gate; at T-6, the invisible list governs.
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Old Apr 3, 2019, 2:21 pm
  #1437  
Moderator: United Airlines
 
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Posts: 66,857
Originally Posted by expressboy
I was wondering how it is possible for someone to skip the line on the upgrade list. I just saw #4 on the upgrade list on my flight getting upgraded ahead of 3 others at T-6 hrs.
At T-6, they did not clear off the list you are looking at. They may have been #1 on the invisible list (priority is sorted differently and there are other lists that are merged for the gate). They may have been a waitlisted award (I opened up). Some other options on CPU eligible flights. .... So there are multiple reasons this can legitimately happen.
WineCountryUA is offline  
Old Apr 4, 2019, 4:34 pm
  #1438  
 
Join Date: Jan 2008
Posts: 287
I think I've seen this addressed before, but I can't find the specific advice. If waiting for a MUA (LAX-LHR on Saturday), and it hasn't cleared at check in time, should one check in when check in opens? Better chance of an upgrade (even if it seems unlikely at this point)?
mmthomps is offline  
Old Apr 4, 2019, 7:31 pm
  #1439  
Moderator: United Airlines
 
Join Date: Jun 2007
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Posts: 66,857
Originally Posted by mmthomps
I think I've seen this addressed before, but I can't find the specific advice. If waiting for a MUA (LAX-LHR on Saturday), and it hasn't cleared at check in time, should one check in when check in opens? Better chance of an upgrade (even if it seems unlikely at this point)?
Single passenger -- Checking in earlier helps your gate list priority and does not change your chances from the pre-gate list. If multi-passenger PNR, if you want to avoid splitting your PNR and split upgrade chance, then you might want to wait (and at the gate, you can tell the GA, all or none).
WineCountryUA is offline  
Old Apr 4, 2019, 8:54 pm
  #1440  
 
Join Date: Jan 2008
Posts: 287
Ah, yes -- now I remember; I'm flying alone. Thanks.
mmthomps is offline  


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