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Understanding the United Upgrade List Comprehensively {Archive}

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Old Apr 27, 2020, 1:00 am
FlyerTalk Forums Expert How-Tos and Guides
Last edit by: WineCountryUA
Types of Upgrades

UA's Upgrades overview

UA has multiple methods for upgrading to a higher cabin. Examples include: Economy to Domestic First, Economy to International Business or Business (ex-p.s. flights) or Economy to Premium Economy ("Premium Plus").

In this regard, seating in Economy Plus is considered Economy.

Not all upgrade methods are available on all flights (see table).
  • Complimentary Premier Upgrades (CPU) are available for most North American flights, Central America flights, and some select Oceania flights.
    "ex-PS" flights (EWR-SFO/LAX, BOS-SFO and v.v.) and Hawaii-EWR, IAD, ORD, IAH, DEN, GUM, MAJ and v.v. are not CPU eligible. CPUs are available for all paid fares and in some cases on award tickets with certain credit cards. A CPU is requested automatically for all elites as long as there is a maximum of one non-Premier as only one companion on the same PNR is also eligible for CPU. CPUs cannot be confirmed until inside the particular window:Global Services: 120 hours
    Premier 1K: 96 hours
    Premier Platinum: 72 hours
    Premier Gold: 48 hours
    Premier Silver: 24 hours
    • Plus Points (provided to Plats and above) are the upgrade currency of United elites. This wiki of this thread has more details about pricing of various Plus Points upgrades.
      • Mileage Upgrade Awards (MUA) can be requested for all UA flights with a higher cabin on all paid fares. This a varying amount of miles and a $ copay (elites are exempt from the co-pay for CPU eligible flights) -- see UA award chart for details Note the miles and copay are due at time of the request and will be returned if unsuccessful.
      • Instant Upgrades are space available for all elites on Y & B fares for CPU-eligible flights at booking. For Plats and below these require PZ space. For 1Ks and GS, this can be done on Y, B & M fares and requires PN space. 1K & GS, if not cleared at booking, will be waitlisted.

Paid/cash upgrades are a different mechanism and are only available if confirmable -- no waitlisting. Depending on methods, paid upgrades can clear into almost any fare class. If the class would otherwise be used for upgrades, the cash upsell can show up on the cleared upgrade list.

Plus Points and MUA (also called "miles+cash upgrades") are collectively referred to as instrument-supported upgrades, as they are considered with equal priority once applied. They may also be used on Copa (CM), Lufthansa (LH), and ANA (NH) flights.

Waitlisting for a premium cabin award and all forms of Economy Plus are not considered upgrades.


Upgrade Priority and Required Inventory

All upgrades other than CPU may clear immediately if the required inventory class is available. If you request an upgrade when there is not inventory to confirm your upgrade immediately, you will be added to the upgrade waitlist. The required inventory classes are as follows:

RN class is required for all upgrades to Premium Economy (United Premium Plus)
PN class is required for Instant Upgrades to Business/First from Y, B, and M fares for Premier 1K members, and for all upgrades to Business/First of any type for Global Services members.
PZ class is required for all other upgrades to Business/First except CPUs.

Note: The display of the upgrade lists is rather complicated at the moment. There seems to be more information available than usual, but its accuracy is disputed. The following is how it has historically functioned in terms of public visibility.

Passengers with unconfirmed upgrade requests will be added to the upgrade waitlist. This is not the same as the upgrade standby list which you can see on the Flight Status page. You cannot see this list by any means. The ordering of the upgrade waitlist is as follows:
  • All Global Services members (presumably prioritized similar to other members below), including those awaiting a CPU.
  • For CPU eligible flights, Premier 1K members on eligible Y-, B- and M-class fares that were not cleared at time of booking are prioritized by fare class and then time of request.
  • All travelers on waitlisted instrument-supported upgrades: Prioritized by Premier status of the traveler, then fare class and then time of request. There is no priority difference between types of instruments.
  • For CPU eligible flights all remaining Premier members: Prioritized by Premier status of the traveler and fare class (award tickets are considered the lowest fare class)

Recent announced modification
Effective August 14, 2018, upgrade waitlists are processed in the following priority order:
  1. Premier status of the traveler
  2. Fare class
  3. Chase United MileagePlus Club cardholder
  4. United Corporate Preferred participant
  5. Time of request
Later in 2018: We will include upgrade priority for primary Chase United MileagePlus Cardmembers who have met the $25K annual spend Premier Qualifying Dollar (PQD) waiver on a Chase MileagePlus co-brand card. Priority order for these Cardmembers will fall after United Corporate Preferred participants and before time of request.
United will periodically run sweeps from this list. The required inventory class for your upgrade does not need to be available in order to be upgraded from the standby list; passengers on the list will be upgraded at the discretion of United's systems. (You can also think of it as space was opened and then you immediately took it.)

Once check-in starts a new waitlist will be generated for use at the gate. The pre-gate list will continue to process until the flight goes to the gate, typically one to three hours prior to departure. This new list is the visible one on the Flight Status page. Generally they will have the same order, but there can be some differences in priority ordering of the two lists -- usually due to the time tiebreaker -- which is time of request for the pre-gate list and time of check-in (sequence number) for gate list. The visible (upgrade standby) list has only checked-in passengers and is not used until the flight is under gate control and the gate agent manually processes an upgrade.

The upgrade list sometimes also shows passengers who have been upgraded. Advance-cleared upgrades will not show on the gate list as cleared -- only passengers who clear after they check in will display with a green checkmark. Some paid Premium Economy fares may show as a confirmed upgrade to Premium Economy.

For both cases, display cleared upgrades will appear in alphabetic order and regardless if checked-in (as long as a seat has been assigned). Uncleared, waitlisted requests will appear, once checked in, in priority order. But until all have checked in, the visible gate waitlist is incomplete.


Upgrades and Companions
Main article: Comprehensive Companion Upgrade Questions

The following applies ONLY to the invisible upgrade list.

Up to one companion on the same PNR as you is entitled to a CPU based on your status. However, because PNRs must consist only of passengers with the same itinerary, you will only be eligible for an upgrade if all passengers on your PNR have the same upgrade eligibility. For CPUs, you may extend your CPU status to one companion, and then the system will take the status of the lowest passenger on the reservation.

This is a little complicated. Here are some example PNRs:

1K and non-status companion: both are eligible to CPU as 1Ks
1K and two non-status companions: no one is eligible to CPU
1K, Gold, and non-status companion: the companion gets "1K CPU status" but the Gold cannot, so all three pax have Gold priority

The situation for instrument supported upgrades is slightly different. Waitlisting an instrument is also all-or-nothing on the PNR. Either all pax must have a waitlisted upgrade, or none may. If you have a waitlisted upgrade for a multiple passenger PNR, it will have the priority of the highest Premier status on the reservation. Thus:

1K and non-status companion, 2x GPU applied: both are eligible as 1Ks with GPU
1K and three non-status companions, 4x GPU applied: all four are eligible as 1Ks with GPU

Multi-pax PNR upgrades are all or nothing - you may (or may not) be skipped over if there are fewer available seats than members in your party. If you do not like the treatment of your PNR, you may split it into smaller pieces at any time and be treated as smaller groups or individuals.


Now, what happens if you haven't cleared by check-in?

Multiple pax PNRs are not eligible for the (visible) upgrade standby list. If you wish to be added to the list, you must split the PNR at check-in. This often happens even if you didn't intend to. Note, however, that the hidden list is active until 3 hours before departure and splitting your PNR changes it. Therefore, you may wish to delay check-in until the airport. On the other hand, the tiebreak for the gate list is time of check-in, so you may wish to do so immediately. It depends on your situation.

Companions may be eligible for the upgrade standby list even after splitting the PNR, if it is split at check-in. The behavior of your companion(s) depends on whether the reservation had instruments applied. You may have one CPU companion, who will be waitlisted with your Premier priority but with an effective fare class below X (namely, last). If your companion was on a different PNR originally, or you want to designate a different companion, an airport agent can do that for you. Therefore, the list of 1Ks might be:

1) 1K on an S fare (you)
2) 1K on a K fare
3) Your no-status companion
4) Plat on a B fare

If your reservation had instruments applied, however, this process is different. In this case, if the reservation is auto-split at check-in, all travelers will have your Premier priority with their fare class. Say you are a 1K with three non-status companions, all with GPUs applied. Then you have

1) 1K on a V fare, GPU applied
2..5) you (1K) and your three companions on W fares, ordered by sequence number
6) Plat on a Q fare, miles+cash applied


Frequently Asked Questions

I was #1 on the upgrade list, but someone else got the upgrade instead. What happened?
The most likely answer is that the upgraded passenger was not checked in. Remember that the upgrade standby list (the visible list) only shows passengers who have checked in.

I'm #1 on the upgrade list but seats in the forward cabin keep disappearing. No one is being upgraded. What's going on?
There are two major sources of this. First, once your flight is within 24 hours of departure, it is eligible for SDC. Passengers with paid premium tickets can change to your flight and take seats. Many experienced flyers, especially FT members, underestimate the volatility of flight loads on the day of departure. Additionally, United usually makes a time-of-departure upsell offer available at check-in. Purchasers of this upgrade may often appear similar to last-minute revenue bookings.

I was waitlisted for I (or IN) class and did not clear. Am I now eligible for an upgrade?
"Upgrade" is the wrong terminology. You should be automatically placed on the standy list for business or first (whichever applies). Historically there have been problems with this occurring automatically, but that seems to have mostly been fixed. The exact priority compared to passengers who are waitlisted for an upgrade is unclear and a matter of some dispute. See discussion of GG ONESTANDBY lines 32-55.

Who are these people who are on standby lists for both Business and First?
These are non-revs (i.e., UA employees and family members) - either NRPS (non-rev positive space) or NRSA (non-rev standby). Non-revs can list for any cabin. NRPS are traveling on company business (e.g., deadheading pilots) and will clear into open space ahead of upgraders. NRSA travel standby and will be last in priority after all paid passengers. Why would someone be listed on both standby & upgrade list(s)?

Can you have one companion on a different PNR?
Yes, but only at the airport/gate and some agents are not familiar with the process. They are at the bottom of your status group.

Related threads
Ever see (+X blocked) in booked column on upgrade list?
Consolidated "Waitlist for Award Seats Questions/Issues"
[Consolidated] Chance of upgrade clearing on my flight
Decoding the alphabet soup - fare buckets for UA

Understanding the United Upgrade List Comprehensively [Archive]

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Old Jun 16, 2019, 5:11 pm
  #1501  
 
Join Date: Sep 2011
Posts: 23
Refund on the points, waiting to see what happens with the co-pay - didn’t asked for a complimentary upgrade.

^I stayed in my seat as my other sister and nephew were in the row behind me. We only put in for an upgrade for myself and one sister.
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Old Jun 16, 2019, 6:16 pm
  #1502  
 
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Originally Posted by sooty
Lol. I legit checked the app and t-15 min to boarding Polaris was booked and checked the app both “checked in” and “booked” were showing “full”. I was still #1 on the upgrade.

This is LAX > SYD.

I sat myself down in E+ and my travel partner did note there were two open seats in row 8. B and D? I thought about asking the attendants if there are anymore open seats in first but opted against it. I fell asleep and shortly after the meal service was compete, I was prodded by the Chief Flight Manager and she said Mr Sooty would you like to take the advantage of our services in first, we have two seats open. Half awake I said yes and and she asked me if I wanted to sit in row 8 - B or D (they were giving the last seat to someone else), I picked up my stuff and the rest is history.

I’m going to see if I was charged the points + co-pay.
Originally Posted by sooty
Refund on the points, waiting to see what happens with the co-pay - didn’t asked for a complimentary upgrade.

^I stayed in my seat as my other sister and nephew were in the row behind me. We only put in for an upgrade for myself and one sister.
Now, I'm even more confused. You state that when the Purser mentioned the upgrade, "you picked up your stuff and the rest is history". Then you state that "I stayed in my seat".
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Old Jun 17, 2019, 3:45 am
  #1503  
 
Join Date: Sep 2011
Posts: 23
Originally Posted by StuckinITH
Now, I'm even more confused. You state that when the Purser mentioned the upgrade, "you picked up your stuff and the rest is history". Then you state that "I stayed in my seat".
Oh so confusing.

I stayed in my seat, didn’t ask for about the two empty seats in the Polaris cabin at the beginning of the flight.

I moved after they offered it.
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Old Jun 17, 2019, 4:44 am
  #1504  
 
Join Date: Nov 2012
Programs: BA Bronze, United 1K, HH Gold, SPG Platinum, Marriott Platinum
Posts: 3,477
Originally Posted by sooty

Oh so confusing.

I stayed in my seat, didn’t ask for about the two empty seats in the Polaris cabin at the beginning of the flight.

I moved after they offered it.
Much less confusing now!
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Old Jun 17, 2019, 4:48 am
  #1505  
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Originally Posted by sooty

Oh so confusing.

I stayed in my seat, didn’t ask for about the two empty seats in the Polaris cabin at the beginning of the flight.

I moved after they offered it.
Did you happen to look at the flight status upgrade list any time after departure to see if your name showed as cleared?
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Old Jun 17, 2019, 6:38 am
  #1506  
 
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Originally Posted by fumje
Did you happen to look at the flight status upgrade list any time after departure to see if your name showed as cleared?
If I have the story clear, I think that the last time sooty looked was at t-15min from boarding. We would still be looking until the door closes and even talk to the GA as I did on three different occasions when my wife who was #1 in the upgrade list had not cleared yet and I could see empty seats.
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Old Jun 17, 2019, 7:30 am
  #1507  
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Originally Posted by StuckinITH
If I have the story clear, I think that the last time sooty looked was at t-15min from boarding. We would still be looking until the door closes and even talk to the GA as I did on three different occasions when my wife who was #1 in the upgrade list had not cleared yet and I could see empty seats.
Yes, that is the only reference I could see as well. But if the list contents after close of boarding were known, it would clarify whether this was some odd 'surprise and delight' initiative by the crew, or if instead the upgrade were pushed as normal but the passenger not notified until after takeoff (because he was sleeping?). I think it would be the latter but find it hard to be sure.
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Old Jun 17, 2019, 7:51 am
  #1508  
 
Join Date: Nov 2012
Programs: BA Bronze, United 1K, HH Gold, SPG Platinum, Marriott Platinum
Posts: 3,477
Originally Posted by fumje
Yes, that is the only reference I could see as well. But if the list contents after close of boarding were known, it would clarify whether this was some odd 'surprise and delight' initiative by the crew, or if instead the upgrade were pushed as normal but the passenger not notified until after takeoff (because he was sleeping?). I think it would be the latter but find it hard to be sure.
I'm glad to see that I was not the only one confused by the whole story. On UA, I have never been a recipient of "surprise and delight". I'm only a recipient of "expected from UA and annoyed by UA" like when they swap my seats.......
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Old Jun 27, 2019, 6:37 am
  #1509  
 
Join Date: Feb 2002
Location: NYC: UA 1K, DL Platinum, AAirpass, Avis PC
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Odd one - fiance and I traveling with an RPU not yet cleared at 24 for a PS flight. Checked in and it split (forgot about this phenomenon). She - non status same fare non Chase United - was #1 on the list, I was #2 . Two others below us.

It all cleared within an hour automatically along with several others who hadn't yet checked in but strange she was higher.
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Old Jun 27, 2019, 8:21 am
  #1510  
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Originally Posted by cerealmarketer
Odd one - fiance and I traveling with an RPU not yet cleared at 24 for a PS flight. Checked in and it split (forgot about this phenomenon). She - non status same fare non Chase United - was #1 on the list, I was #2 . Two others below us.

It all cleared within an hour automatically along with several others who hadn't yet checked in but strange she was higher.
Can you check who kept the original PNR code?

There are several reports of this happening in
Understanding the United Upgrade List Comprehensively

Consensus view is that it's not supposed to be that way, but sometimes the 'gremlins' get a hold of things.

I'm not sure if it's more common to have companion/split PNRs sort correctly or incorrectly now.
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Old Jun 27, 2019, 10:20 am
  #1511  
 
Join Date: Feb 2002
Location: NYC: UA 1K, DL Platinum, AAirpass, Avis PC
Posts: 4,599
Originally Posted by fumje
Can you check who kept the original PNR code?

There are several reports of this happening in
Understanding the United Upgrade List Comprehensively

Consensus view is that it's not supposed to be that way, but sometimes the 'gremlins' get a hold of things.

I'm not sure if it's more common to have companion/split PNRs sort correctly or incorrectly now.
She kept the original PNR code (her last name is higher in alphabetical order than mine) - ticket number was 053 vs 052 for me, so mine was issued first.
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Old Jun 27, 2019, 10:27 am
  #1512  
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Originally Posted by cerealmarketer
She kept the original PNR code (her last name is higher in alphabetical order than mine) - ticket number was 053 vs 052 for me, so mine was issued first.
I haven't figured out if there's a scheme for who gets the original PNR. I used to think it was always the companion, but with the same companion I've had it go both ways.

Anyway, I'm wondering if that might have bearing on who gets listed first.
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Old Jul 5, 2019, 11:44 pm
  #1513  
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Fairly new to UA. Currently 1K and booked an M fare with two legs. After my TA booked the ticket I went into my PNR via UA app and clicked confirm UG. Only one leg cleared. Second leg only has one F seat for sale and that didn’t clear.

In my PNR the more is no text about “CPU eligible”. I assume I’m ok and don’t need to call in?

Second, I assume applying a RPU would be worthless as an M fare for 1K clears first regardless if pre or post T-24?
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Old Jul 6, 2019, 12:01 am
  #1514  
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Originally Posted by mnredfox
...Second, I assume applying a RPU would be worthless as an M fare for 1K clears first regardless if pre or post T-24?
Correct. PN upgrade space (for M-up) opens before PZ (upgrade space for GPU/RPU. GS customers will be ahead of you for upgrades, as well as 1Ks on Y or B fares.

Id call to make sure you’re on waitlist for PN on the 2nd segment.
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Old Jul 6, 2019, 2:25 pm
  #1515  
 
Join Date: Oct 2013
Location: SFO
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Posts: 4,524
Originally Posted by IAH-OIL-TRASH


Correct. PN upgrade space (for M-up) opens before PZ (upgrade space for GPU/RPU. GS customers will be ahead of you for upgrades, as well as 1Ks on Y or B fares.

Id call to make sure you’re on waitlist for PN on the 2nd segment.
Can 1Ks waitlist for PN? I always assumed that they couldn't, so I check expert mode often if I happen to be on a Y/B/M fare that hasn't cleared yet.
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