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Understanding the United Upgrade List Comprehensively

Old Feb 7, 2017, 12:28 pm
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Last edit by: WineCountryUA
Types of Upgrades

UA's Upgrades overview

UA has multiple methods for upgrading to a higher cabin. Examples include: Economy to Domestic First, Economy to International Business or Business (ex-p.s. flights) or Economy to Premium Economy ("Premium Plus").

In this regard, seating in Economy Plus is considered Economy.

Not all upgrade methods are available on all flights (see table).
  • Complimentary Premier Upgrades (CPU) are available for most North American flights, Central America flights, and some select Oceania flights. "ex-PS" flights (EWR/JFK-SFO/LAX) and Hawaii-EWR, IAD, ORD, IAH, DEN, GUM, MAJ and v.v. are not CPU eligible. CPUs are available for all paid fares and in some cases on award tickets with certain credit cards. A CPU is requested automatically for all elites as long as there is a maximum of one non-Premier as only one companion on the same PNR is also eligible for CPU. CPUs cannot be confirmed until inside the particular window:
Global Services: 120 hours
Premier 1K: 96 hours
Premier Platinum: 72 hours
Premier Gold: 48 hours
Premier Silver: 24 hours
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  • Plus Points (provided to Plats and above) are the upgrade currency of United elites. This wiki of this thread has more details about pricing of various Plus Points upgrades.
  • Mileage Upgrade Awards (MUA) can be requested for all UA flights with a higher cabin on all paid fares. This a varying amount of miles and a $ copay (elites are exempt from the co-pay for CPU eligible flights) -- mileage+copay calculator
    Note the miles and copay are due at time of the request and will be returned if unsuccessful.
  • Instant Upgrades are space available for all elites on Y & B fares for CPU-eligible flights at booking or thereafter. For Platinum and below these require PZ space. For 1Ks and GS, this can be done on Y, B & M fares and requires PN space. These Instant Upgrades, if not cleared at booking, cannot be waitlisted and one must keep checking to see if the instant upgrade space opens up. However, CPUs will process, as discussed above.
  • Paid/cash upgrades are a different mechanism and are only available if confirmable -- no waitlisting. Depending on methods, paid upgrades can clear into almost any fare class. If the class would otherwise be used for upgrades, the cash upsell can show up on the cleared upgrade list.
Plus Points and MUA (also called "miles+cash upgrades") are collectively referred to as instrument-supported upgrades, as they are considered with equal priority once applied. They may also be used on Copa (CM), Lufthansa (LH), and ANA (NH) flights.
Waitlisting for a premium cabin award and all forms of Economy Plus are not considered upgrades.


Upgrade Priority and Required Inventory

All upgrades other than CPU may clear immediately if the required inventory class is available. If you request an upgrade when there is not inventory to confirm your upgrade immediately, you will be added to the upgrade waitlist. The required inventory classes are as follows:

RN class is required for all upgrades to Premium Economy (United Premium Plus)
PN class is required for Instant Upgrades to Business/First from Y, B, and M fares for Premier 1K members, and for all upgrades to Business/First of any type for Global Services members.
PZ class is required for all other upgrades to Business/First except CPUs.

Note: The display of the upgrade lists is rather complicated at the moment. There seems to be more information available than usual, but its accuracy is disputed. The following is how it has historically functioned in terms of public visibility.

Passengers with unconfirmed upgrade requests will be added to the upgrade waitlist. This is not the same as the upgrade standby list which you can see on the Flight Status page. You cannot see this list by any means. The ordering of the upgrade waitlist is as follows:
Fare Class priority is J, C, D, Z, P, O, A, R, Y, B, M, E, U, H, Q, V, W, S, T, L, K, G, N.

Waitlist priority for all flights
  • United Global Services requests
  • PlusPoints upgrades and MileagePlus Upgrade Awards
  • Premier status of the traveler*
  • Fare class
  • Chase United MileagePlus Club cardholders and Presidential Plus cardholders
  • United Corporate Preferred participants
  • United Chase Cardmembers with $25,000 in annual spending
  • Date and time of request



If we haven't confirmed your upgrade by the time you check in for your flight, you will be added to the Upgrades list at check-in, so there's nothing that you need to do after submitting your original request. Our upgrade systems process requests until three hours before flight departure, at which point our gate agents will handle all remaining upgrade requests.

*On flights equipped with United Premium Plus, we will process requests to upgrade to business class for customers ticketed in United Premium Plus (fare classes O, A, R) before processing requests for customers ticketed in economy.

Upgrade priority on United Premium Plus
On aircraft with United Premium Plus, well first process United Polaris business class or United Business waitlists for all members who have purchased United Premium Plus seats, using the same priority order that applies to all upgrades. Well then process waitlists for members with United Economy seats.

New waitlist requests for MileagePlus Upgrade Awards can be made until 24 hours before departure. New waitlist requests for PlusPoints upgrades can be made up until the flight check-in cutoff time.

United will periodically run sweeps from this list. The required inventory class for your upgrade does not need to be available in order to be upgraded from the standby list; passengers on the list will be upgraded at the discretion of United's systems. (You can also think of it as space was opened and then you immediately took it.)

For flights with Premium Plus, those with paid Premium Plus fares will be prioritized above those with paid economy fares even if status is lower. However, GS with paid economy are higher on the list than non-GS customers with paid Premium Plus fares. Therefore, GS with paid Prem Plus, then GS with paid economy, then other Prem Plus pax (1Ks, then Plat, then Gold, etc), then Economy (1Ks, then Plat, then Gold, etc). Not clear if this applies to GS in economy -- certainly not pre-gate waitlist (as they are waitlisted for PN) but unclear what happens at the gate merged waitlist.
How does PlusPoints/GPU/ Mileage Upgrade waitlist for business work with PremiumPlus?

Once check-in starts a new waitlist will be generated for use at the gate. The pre-gate list will continue to process until the flight goes to the gate, typically one to three hours prior to departure. This new list is the visible one on the Flight Status page. Generally they will have the same order, but there can be some differences in priority ordering of the two lists -- usually due to the time tiebreaker -- which is time of request for the pre-gate list and time of check-in (sequence number) for gate list. The visible (upgrade standby) list is not used until the flight is under gate control and the gate agent manually processes an upgrade.

The upgrade list sometimes also shows passengers who have been upgraded. Advance-cleared upgrades will not show on the gate list as cleared -- only passengers who clear after they check in will display with a green checkmark. Some paid Premium Plus fares may show as a confirmed upgrade to Premium Plus.

For both cases, display cleared upgrades will appear in alphabetic order and regardless if checked-in (as long as a seat has been assigned). Uncleared, waitlisted requests will appear in priority order.

Upgrades and Companions
Main article: Comprehensive Companion Upgrade Questions

The following applies ONLY to the invisible upgrade list.

Up to one companion on the same PNR as you is entitled to a CPU based on your status. However, because PNRs must consist only of passengers with the same itinerary, you will only be eligible for an upgrade if all passengers on your PNR have the same upgrade eligibility. For CPUs, you may extend your CPU status to one companion, and then the system will take the status of the lowest passenger on the reservation.

This is a little complicated. Here are some example PNRs:

1K and non-status companion: both are eligible to CPU as 1Ks
1K and two non-status companions: no one is eligible to CPU
1K, Gold, and non-status companion: the companion gets "1K CPU status" but the Gold cannot, so all three pax have Gold priority

The situation for instrument supported upgrades is slightly different. Waitlisting an instrument is also all-or-nothing on the PNR. Either all pax must have a waitlisted upgrade, or none may. If you have a waitlisted upgrade for a multiple passenger PNR, it will have the priority of the highest Premier status on the reservation. Thus:

1K and non-status companion, 2x PlusPoints applied: both are eligible as 1Ks with PlusPoints
1K and three non-status companions, 4x PlusPointsapplied: all four are eligible as 1Ks with PlusPoints

Multi-pax PNR upgrades are all or nothing - you may (or may not) be skipped over if there are fewer available seats than members in your party. If you do not like the treatment of your PNR, you may split it into smaller pieces at any time and be treated as smaller groups or individuals.


Now, what happens if you haven't cleared by check-in?

Multiple pax PNRs are not eligible for the (visible) upgrade standby list. If you wish to be added to the list, you must split the PNR at check-in. This often happens even if you didn't intend to. Note, however, that the hidden list is active until 3 hours before departure and splitting your PNR changes it. Therefore, you may wish to delay check-in until the airport. On the other hand, the tiebreak for the gate list is time of check-in, so you may wish to do so immediately. It depends on your situation.

Companions may be eligible for the upgrade standby list even after splitting the PNR, if it is split at check-in. The behavior of your companion(s) depends on whether the reservation had instruments applied. You may have one CPU companion, who will be waitlisted with your Premier priority but with an effective fare class below X (namely, last). If your companion was on a different PNR originally, or you want to designate a different companion, an airport agent can do that for you. Therefore, the list of 1Ks might be:

1) 1K on an S fare (you)
2) 1K on a K fare
3) Your no-status companion
4) Plat on a B fare

If your reservation had instruments applied, however, this process is different. In this case, if the reservation is auto-split at check-in, all travelers will have your Premier priority with their fare class. Say you are a 1K with three non-status companions, all with GPUs applied. Then you have

1) 1K on a V fare,PlusPoints applied
2..5) you (1K) and your three companions on W fares, ordered by sequence number
6) Plat on a Q fare, miles+cash applied


Frequently Asked Questions

I was #1 on the upgrade list, but someone else got the upgrade instead. What happened?
The most likely answer is that a higher status passenger or fare moved to your flight.

I'm #1 on the upgrade list but seats in the forward cabin keep disappearing. No one is being upgraded. What's going on?
There are two major sources of this. First, once your flight is within 24 hours of departure, it is eligible for SDC. Passengers with paid premium tickets can change to your flight and take seats. Many experienced flyers, especially FT members, underestimate the volatility of flight loads on the day of departure. Additionally, United usually makes a time-of-departure upsell offer available at check-in. Purchasers of this upgrade may often appear similar to last-minute revenue bookings.

I was waitlisted for I (or IN) class and did not clear. Am I now eligible for an upgrade?
"Upgrade" is the wrong terminology. You should be automatically placed on the standy list for business or first (whichever applies). Historically there have been problems with this occurring automatically, but that seems to have mostly been fixed. The exact priority compared to passengers who are waitlisted for an upgrade is unclear and a matter of some dispute. See discussion of GG ONESTANDBY lines 32-55.

Who are these people who are on standby lists for both Business and First?
These are non-revs (i.e., UA employees and family members) - either NRPS (non-rev positive space) or NRSA (non-rev standby). Non-revs can list for any cabin. NRPS are traveling on company business (e.g., deadheading pilots) and will clear into open space ahead of upgraders. NRSA travel standby and will be last in priority after all paid passengers. Why would someone be listed on both standby & upgrade list(s)?
Originally Posted by leftysauce
I want to note the distinction that this only applies to NRPS that book the specific cabin directly (eg. if NRPS are eligible for J, they will clear into J immediately if any J seat is available). Otherwise, if NRPS book a lower cabin, they will be waitlisted after all paid (cash+award) pax but before NRSA for upgrades to higher cabins.
Deadheading Pilots Will Have Upgrade Priority Over Elites
Can you have one companion on a different PNR?
Yes, but only at the airport/gate and some agents are not familiar with the process. They are at the bottom of your status group.

Related threads
Ever see (+X blocked) in booked column on upgrade list?
Consolidated "Waitlist for Award Seats Questions/Issues"
[Consolidated] Chance of upgrade clearing on my flight
Decoding the alphabet soup - fare buckets for UA

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Understanding the United Upgrade List Comprehensively

Old Jan 6, 2023, 1:56 am
  #1  
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PlusPoints vs Mileage Upgrade Priority

Happy New Year, everyone. I'm looking at LAX-NRT on 11 March, purchasing Premium Plus in R class, hoping to upgrade to Polaris. I'm 1K. According to the sticky upgrade post from UA, #2 in priority says PlusPoints and MileagePlus upgrade requests. Is either type of upgrade request truly equal or, for example, does a PlusPoints upgrade request have priority over a mileage redemption request?
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Old Jan 6, 2023, 2:00 am
  #2  
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Originally Posted by KabAir
Is there something new going on with CPU's where silvers have to pay a copay now? Or was this gate agent just incredibly misinformed? Flight ended up going out with the 2 empty F seats.
Wow - what a misinformed and ultimately lame GA.

David
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Old Jan 6, 2023, 2:21 am
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Originally Posted by SF_Traveler
Happy New Year, everyone. I'm looking at LAX-NRT on 11 March, purchasing Premium Plus in R class, hoping to upgrade to Polaris. I'm 1K. According to the sticky upgrade post from UA, #2 in priority says PlusPoints and MileagePlus upgrade requests. Is either type of upgrade request truly equal or, for example, does a PlusPoints upgrade request have priority over a mileage redemption request?
Yes both PlusPoints and MUA are equal
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Old Jan 7, 2023, 3:05 am
  #4  
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Thank you, leftysauce!
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Old Jan 7, 2023, 10:29 pm
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Data point confirming what we've long known, namely that GS CPU has upgrade priority over 1K on PlusPoints. I waitlisted PP on SFO-PHX. Showed at #4 on the list one week out (booked 5/20). UA opened PZ 6 days out and I cleared (now booked 6/20). Nos. 1-3 are still on the list. The only explanation for this is that 1-3 are GS who are not using PP. They listed higher than me, but when PZ opened I cleared, while they're still waiting for the CPU.
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Old Jan 8, 2023, 1:50 am
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How does waitlisting for a saver business award sit on prioritization?
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Old Jan 8, 2023, 2:50 am
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Originally Posted by Kacee
Data point confirming what we've long known, namely that GS CPU has upgrade priority over 1K on PlusPoints. I waitlisted PP on SFO-PHX. Showed at #4 on the list one week out (booked 5/20). UA opened PZ 6 days out and I cleared (now booked 6/20). Nos. 1-3 are still on the list. The only explanation for this is that 1-3 are GS who are not using PP. They listed higher than me, but when PZ opened I cleared, while they're still waiting for the CPU.
What about the possibility that 1-3 are on the same PNR and only one or two PZ (PN also) are open?
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Old Jan 8, 2023, 6:26 am
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Originally Posted by PanAmWT
What about the possibility that 1-3 are on the same PNR and only one or two PZ (PN also) are open?
Sometimes that could explain it, but here the flight was PZ6, which also implies at least PN6, so a single PNR for 1-3 with a supported request should have been cleared by the system before it got to 4.
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Old Jan 8, 2023, 6:28 am
  #9  
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Originally Posted by Shaetan
How does waitlisting for a saver business award sit on prioritization?
Over the years things seem to have moved around a lot with this, but currently as far as I can tell it puts you at the bottom of the list. However, if I/IN opens, you can clear. So it helps far in advance of flight, but it hurts for battlefield upgrades.
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Old Jan 8, 2023, 1:51 pm
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Hi,
In October 2022 and was in Platinum status, I booked a trip from nonstop roundtrip IAD -> HND for family of 4 with class fare type K operated by ANA. The trip is for early April 2023. Now, I earned 1K status with 280+ points, how can i use these points for upgrade? I called UA and they told me that K class is not eligible. They also said if I want to use the PP, I will need to upgrade my fare type and pay for the difference, then request to use PP for upgrade which i will be put in waitlist? Is it worth to pay for the difference knowing that i might not get the upgrade from ANA? Also, i am a newbie to this so thanks in advanced.
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Old Jan 8, 2023, 1:59 pm
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Originally Posted by muimui
Hi,
In October 2022 and was in Platinum status, I booked a trip from nonstop roundtrip IAD -> HND for family of 4 with class fare type K operated by ANA. The trip is for early April 2023. Now, I earned 1K status with 280+ points, how can i use these points for upgrade? I called UA and they told me that K class is not eligible. They also said if I want to use the PP, I will need to upgrade my fare type and pay for the difference, then request to use PP for upgrade which i will be put in waitlist? Is it worth to pay for the difference knowing that i might not get the upgrade from ANA? Also, i am a newbie to this so thanks in advanced.
If flight is operated by ANA, you need a high fare class to be eligible to upgrade. See this page for the list: https://www.united.com/ual/en/us/fly...de-awards.html
It is probably not worth the difference in cost. If you can change to a flight operated by UA, you can upgrade from K class for 80 +P pp (320 +P total for 4 persons). Of course that is also subject to having PZ available, which may be difficult to find.
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Old Jan 8, 2023, 2:38 pm
  #12  
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Originally Posted by muimui
Hi,
In October 2022 and was in Platinum status, I booked a trip from nonstop roundtrip IAD -> HND for family of 4 with class fare type K operated by ANA. The trip is for early April 2023. Now, I earned 1K status with 280+ points, how can i use these points for upgrade? I called UA and they told me that K class is not eligible. They also said if I want to use the PP, I will need to upgrade my fare type and pay for the difference, then request to use PP for upgrade which i will be put in waitlist? Is it worth to pay for the difference knowing that i might not get the upgrade from ANA? Also, i am a newbie to this so thanks in advanced.
Welcome to FlyerTalk!

The roundtrip U fare -- the least expensive upgradeable fare on ANA -- is about $3800 per person. Under no circumstances would I switch to that in order to use an upgrade that might not clear. Unfortunately, I think you need to resign yourself to flying in the back unless you can find a decent fare on UA, where at least you'd get Economy Plus seating and could potentially apply PlusPoints to any fare. However, there's no guarantee that your K fare would be available on UA -- I'm not seeing a lot of discount availability for WAS-TYO in April. I would't pay more than about $100 per person to switch to UA (just due to the value of E+ to me personally), unless I was certain I could clear the upgrade. If you see PZ>=4 on the UA flight -- activate Expert Mode if you haven't already -- then an upgrade would clear immediately. Otherwise, you'd be waitlisted, and I don't see the point.

Note that in order to have enough PlusPoints to upgrade both directions, you'd need to pay for a (fairly expensive) W fare or purchase Premium Economy. From a discount fare, you'd only have enough PlusPoints to upgrade one direction.
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Old Jan 8, 2023, 3:05 pm
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Originally Posted by muimui
Hi,
In October 2022 and was in Platinum status, I booked a trip from nonstop roundtrip IAD -> HND for family of 4 with class fare type K operated by ANA. The trip is for early April 2023. Now, I earned 1K status with 280+ points, how can i use these points for upgrade? I called UA and they told me that K class is not eligible. They also said if I want to use the PP, I will need to upgrade my fare type and pay for the difference, then request to use PP for upgrade which i will be put in waitlist? Is it worth to pay for the difference knowing that i might not get the upgrade from ANA? Also, i am a newbie to this so thanks in advanced.
on ANA you need to be in YBMEUH class to apply PlusPoints on one segment.

on United, YBMEUHQVW class needs 40 one-way and STLKG needs 80

Last edited by leftysauce; Jan 8, 2023 at 3:16 pm
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Old Jan 8, 2023, 3:13 pm
  #14  
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Originally Posted by leftysauce
on ANA you need to be in YBMEUH class to apply PlusPoints on one segment.
Are you sure? H is not listed here: https://www.united.com/ual/en/us/fly...Lufthansa.html
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Old Jan 8, 2023, 3:15 pm
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Originally Posted by jsloan
Are you sure? H is not listed here: https://www.united.com/ual/en/us/fly...Lufthansa.html
no you're right. I memorize it as YBM EUH so subconsciously typed H 😂
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