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Understanding the United Upgrade List Comprehensively {Archive}

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Old Apr 27, 2020, 1:00 am
FlyerTalk Forums Expert How-Tos and Guides
Last edit by: WineCountryUA
Types of Upgrades

UA's Upgrades overview

UA has multiple methods for upgrading to a higher cabin. Examples include: Economy to Domestic First, Economy to International Business or Business (ex-p.s. flights) or Economy to Premium Economy ("Premium Plus").

In this regard, seating in Economy Plus is considered Economy.

Not all upgrade methods are available on all flights (see table).
  • Complimentary Premier Upgrades (CPU) are available for most North American flights, Central America flights, and some select Oceania flights.
    "ex-PS" flights (EWR-SFO/LAX, BOS-SFO and v.v.) and Hawaii-EWR, IAD, ORD, IAH, DEN, GUM, MAJ and v.v. are not CPU eligible. CPUs are available for all paid fares and in some cases on award tickets with certain credit cards. A CPU is requested automatically for all elites as long as there is a maximum of one non-Premier as only one companion on the same PNR is also eligible for CPU. CPUs cannot be confirmed until inside the particular window:Global Services: 120 hours
    Premier 1K: 96 hours
    Premier Platinum: 72 hours
    Premier Gold: 48 hours
    Premier Silver: 24 hours
    • Plus Points (provided to Plats and above) are the upgrade currency of United elites. This wiki of this thread has more details about pricing of various Plus Points upgrades.
      • Mileage Upgrade Awards (MUA) can be requested for all UA flights with a higher cabin on all paid fares. This a varying amount of miles and a $ copay (elites are exempt from the co-pay for CPU eligible flights) -- see UA award chart for details Note the miles and copay are due at time of the request and will be returned if unsuccessful.
      • Instant Upgrades are space available for all elites on Y & B fares for CPU-eligible flights at booking. For Plats and below these require PZ space. For 1Ks and GS, this can be done on Y, B & M fares and requires PN space. 1K & GS, if not cleared at booking, will be waitlisted.

Paid/cash upgrades are a different mechanism and are only available if confirmable -- no waitlisting. Depending on methods, paid upgrades can clear into almost any fare class. If the class would otherwise be used for upgrades, the cash upsell can show up on the cleared upgrade list.

Plus Points and MUA (also called "miles+cash upgrades") are collectively referred to as instrument-supported upgrades, as they are considered with equal priority once applied. They may also be used on Copa (CM), Lufthansa (LH), and ANA (NH) flights.

Waitlisting for a premium cabin award and all forms of Economy Plus are not considered upgrades.


Upgrade Priority and Required Inventory

All upgrades other than CPU may clear immediately if the required inventory class is available. If you request an upgrade when there is not inventory to confirm your upgrade immediately, you will be added to the upgrade waitlist. The required inventory classes are as follows:

RN class is required for all upgrades to Premium Economy (United Premium Plus)
PN class is required for Instant Upgrades to Business/First from Y, B, and M fares for Premier 1K members, and for all upgrades to Business/First of any type for Global Services members.
PZ class is required for all other upgrades to Business/First except CPUs.

Note: The display of the upgrade lists is rather complicated at the moment. There seems to be more information available than usual, but its accuracy is disputed. The following is how it has historically functioned in terms of public visibility.

Passengers with unconfirmed upgrade requests will be added to the upgrade waitlist. This is not the same as the upgrade standby list which you can see on the Flight Status page. You cannot see this list by any means. The ordering of the upgrade waitlist is as follows:
  • All Global Services members (presumably prioritized similar to other members below), including those awaiting a CPU.
  • For CPU eligible flights, Premier 1K members on eligible Y-, B- and M-class fares that were not cleared at time of booking are prioritized by fare class and then time of request.
  • All travelers on waitlisted instrument-supported upgrades: Prioritized by Premier status of the traveler, then fare class and then time of request. There is no priority difference between types of instruments.
  • For CPU eligible flights all remaining Premier members: Prioritized by Premier status of the traveler and fare class (award tickets are considered the lowest fare class)

Recent announced modification
Effective August 14, 2018, upgrade waitlists are processed in the following priority order:
  1. Premier status of the traveler
  2. Fare class
  3. Chase United MileagePlus Club cardholder
  4. United Corporate Preferred participant
  5. Time of request
Later in 2018: We will include upgrade priority for primary Chase United MileagePlus Cardmembers who have met the $25K annual spend Premier Qualifying Dollar (PQD) waiver on a Chase MileagePlus co-brand card. Priority order for these Cardmembers will fall after United Corporate Preferred participants and before time of request.
United will periodically run sweeps from this list. The required inventory class for your upgrade does not need to be available in order to be upgraded from the standby list; passengers on the list will be upgraded at the discretion of United's systems. (You can also think of it as space was opened and then you immediately took it.)

Once check-in starts a new waitlist will be generated for use at the gate. The pre-gate list will continue to process until the flight goes to the gate, typically one to three hours prior to departure. This new list is the visible one on the Flight Status page. Generally they will have the same order, but there can be some differences in priority ordering of the two lists -- usually due to the time tiebreaker -- which is time of request for the pre-gate list and time of check-in (sequence number) for gate list. The visible (upgrade standby) list has only checked-in passengers and is not used until the flight is under gate control and the gate agent manually processes an upgrade.

The upgrade list sometimes also shows passengers who have been upgraded. Advance-cleared upgrades will not show on the gate list as cleared -- only passengers who clear after they check in will display with a green checkmark. Some paid Premium Economy fares may show as a confirmed upgrade to Premium Economy.

For both cases, display cleared upgrades will appear in alphabetic order and regardless if checked-in (as long as a seat has been assigned). Uncleared, waitlisted requests will appear, once checked in, in priority order. But until all have checked in, the visible gate waitlist is incomplete.


Upgrades and Companions
Main article: Comprehensive Companion Upgrade Questions

The following applies ONLY to the invisible upgrade list.

Up to one companion on the same PNR as you is entitled to a CPU based on your status. However, because PNRs must consist only of passengers with the same itinerary, you will only be eligible for an upgrade if all passengers on your PNR have the same upgrade eligibility. For CPUs, you may extend your CPU status to one companion, and then the system will take the status of the lowest passenger on the reservation.

This is a little complicated. Here are some example PNRs:

1K and non-status companion: both are eligible to CPU as 1Ks
1K and two non-status companions: no one is eligible to CPU
1K, Gold, and non-status companion: the companion gets "1K CPU status" but the Gold cannot, so all three pax have Gold priority

The situation for instrument supported upgrades is slightly different. Waitlisting an instrument is also all-or-nothing on the PNR. Either all pax must have a waitlisted upgrade, or none may. If you have a waitlisted upgrade for a multiple passenger PNR, it will have the priority of the highest Premier status on the reservation. Thus:

1K and non-status companion, 2x GPU applied: both are eligible as 1Ks with GPU
1K and three non-status companions, 4x GPU applied: all four are eligible as 1Ks with GPU

Multi-pax PNR upgrades are all or nothing - you may (or may not) be skipped over if there are fewer available seats than members in your party. If you do not like the treatment of your PNR, you may split it into smaller pieces at any time and be treated as smaller groups or individuals.


Now, what happens if you haven't cleared by check-in?

Multiple pax PNRs are not eligible for the (visible) upgrade standby list. If you wish to be added to the list, you must split the PNR at check-in. This often happens even if you didn't intend to. Note, however, that the hidden list is active until 3 hours before departure and splitting your PNR changes it. Therefore, you may wish to delay check-in until the airport. On the other hand, the tiebreak for the gate list is time of check-in, so you may wish to do so immediately. It depends on your situation.

Companions may be eligible for the upgrade standby list even after splitting the PNR, if it is split at check-in. The behavior of your companion(s) depends on whether the reservation had instruments applied. You may have one CPU companion, who will be waitlisted with your Premier priority but with an effective fare class below X (namely, last). If your companion was on a different PNR originally, or you want to designate a different companion, an airport agent can do that for you. Therefore, the list of 1Ks might be:

1) 1K on an S fare (you)
2) 1K on a K fare
3) Your no-status companion
4) Plat on a B fare

If your reservation had instruments applied, however, this process is different. In this case, if the reservation is auto-split at check-in, all travelers will have your Premier priority with their fare class. Say you are a 1K with three non-status companions, all with GPUs applied. Then you have

1) 1K on a V fare, GPU applied
2..5) you (1K) and your three companions on W fares, ordered by sequence number
6) Plat on a Q fare, miles+cash applied


Frequently Asked Questions

I was #1 on the upgrade list, but someone else got the upgrade instead. What happened?
The most likely answer is that the upgraded passenger was not checked in. Remember that the upgrade standby list (the visible list) only shows passengers who have checked in.

I'm #1 on the upgrade list but seats in the forward cabin keep disappearing. No one is being upgraded. What's going on?
There are two major sources of this. First, once your flight is within 24 hours of departure, it is eligible for SDC. Passengers with paid premium tickets can change to your flight and take seats. Many experienced flyers, especially FT members, underestimate the volatility of flight loads on the day of departure. Additionally, United usually makes a time-of-departure upsell offer available at check-in. Purchasers of this upgrade may often appear similar to last-minute revenue bookings.

I was waitlisted for I (or IN) class and did not clear. Am I now eligible for an upgrade?
"Upgrade" is the wrong terminology. You should be automatically placed on the standy list for business or first (whichever applies). Historically there have been problems with this occurring automatically, but that seems to have mostly been fixed. The exact priority compared to passengers who are waitlisted for an upgrade is unclear and a matter of some dispute. See discussion of GG ONESTANDBY lines 32-55.

Who are these people who are on standby lists for both Business and First?
These are non-revs (i.e., UA employees and family members) - either NRPS (non-rev positive space) or NRSA (non-rev standby). Non-revs can list for any cabin. NRPS are traveling on company business (e.g., deadheading pilots) and will clear into open space ahead of upgraders. NRSA travel standby and will be last in priority after all paid passengers. Why would someone be listed on both standby & upgrade list(s)?

Can you have one companion on a different PNR?
Yes, but only at the airport/gate and some agents are not familiar with the process. They are at the bottom of your status group.

Related threads
Ever see (+X blocked) in booked column on upgrade list?
Consolidated "Waitlist for Award Seats Questions/Issues"
[Consolidated] Chance of upgrade clearing on my flight
Decoding the alphabet soup - fare buckets for UA

Understanding the United Upgrade List Comprehensively [Archive]

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Old Apr 5, 2018, 4:31 pm
  #931  
 
Join Date: Apr 2015
Programs: United Global Services, Amtrak Select Executive
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Originally Posted by windhund
I used the cablepick tool to check loads on a couple domestic flights later this month. Both flights had one or two people upgraded to first already (names with green check mark next to them, along with seat assignment).

The wiki says people with a green checkmark clared into R. However, for these flights, did these people _waitlist_ for an upgrade and then clear into R? Since these flights were weeks out when I checked, it was far too early for CPUs to clear. Also, in the past, I have bought MUA upgrades on INTL flights (that cleared into R at booking as there was inventory), but my name never showed up with a green checkmark next to it on the flight status page. Trying to understand how/why that would happen.
Standard Domestic First awards appear on the upgrade list with a green checkmark as soon as they are booked.
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Old Apr 5, 2018, 6:35 pm
  #932  
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Originally Posted by EAlyse
Your advice makes sense. Although at 28 and 29 weeks preggo my husband may let me take the upgraded seat instead and I can avoid having him leaning on me when he falls asleep the whole flight. In that case might be worth checking in at T-24
Your husband is pregnant??

Good luck on the upgrades! You'll get a bit of advantage, albeit a marginal one, connecting from EWR, as you can check in ~7hrs earlier than someone originating in SFO. Worst case, you'll sit in economy for several hours and wind up in Maui.
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Old Apr 6, 2018, 6:45 am
  #933  
 
Join Date: Feb 2017
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Originally Posted by fumje
Your husband is pregnant??

Good luck on the upgrades! You'll get a bit of advantage, albeit a marginal one, connecting from EWR, as you can check in ~7hrs earlier than someone originating in SFO. Worst case, you'll sit in economy for several hours and wind up in Maui.
HAHA! Junior is real! I thought the sentence was clear in who is pregnant, but I can see how it could be confusing. As long as I end up in Maui I'll be happy. The rest is just bonus
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Old Apr 7, 2018, 1:36 pm
  #934  
 
Join Date: Mar 2018
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Waitlist upgrade

Does anyone know if the CPU clears before the waitlist for saver first using miles or vice versa on domestic flights?
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Old Apr 7, 2018, 1:42 pm
  #935  
 
Join Date: Jan 2016
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Originally Posted by LAX UA
Does anyone know if the CPU clears before the waitlist for saver first using miles or vice versa on domestic flights?
No. CPU clears after (unless you're GS). Waitlist for miles using saver first, i assume means you have "I class requested"?

This thread is pretty help, especially the wiki: Understanding the United Upgrade List Comprehensively
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Old Apr 7, 2018, 1:52 pm
  #936  
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There's no simple answer to this question and it depends on variables, particularly timing and status.
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Old Apr 7, 2018, 2:04 pm
  #937  
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well, before the gate you would need IN to clear and an upgrade needs R to clear and R > IN. So until the gate pretty much a CPU will clear before IN. At the gate IN request should clear before R ... but I have seen plenty of issues w/ this in the past several years.
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Old Apr 7, 2018, 3:18 pm
  #938  
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Originally Posted by cfischer
well, before the gate you would need IN to clear and an upgrade needs R to clear and R > IN. So until the gate pretty much a CPU will clear before IN. At the gate IN request should clear before R ... but I have seen plenty of issues w/ this in the past several years.
Basically this. Before the gate, it could be either but most of the time CPUs will happen first. An IN waitlist should be added to the gate list at a higher priority than CPUs.
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Old Apr 7, 2018, 9:06 pm
  #939  
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A GS CPU should have priority over an award waitlist.

Moreover, there is some inconsistency in how waitlisted awards are handled at the gate, so these are generally YMMV situations.
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Old Apr 11, 2018, 6:58 pm
  #940  
 
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Companion RPU on ticket that is half-the-same

I have a somewhat obscure question. I am flying from AAA-BBB-CCC. I have a travel companion who will fly from BBB-CCC on the same day and same flight. I am a 1k, my companion has no status. I'd like to use my RPUs to get us both upgraded. As I see it, I have two options:

1. Book a separate ticket from AAA-BBB (just myself), and BBB-CCC (both of us), same confirmation number). If I do this, then at minimum my companion and I can sit together in E+, and they will share my status. The downside of this is that the fare class we would book is S. I will apply two RPUs.

2. Book my own ticket from AAA-BBB-CCC, and book my companion's ticket from BBB-CCC. They will be separate reservations numbers. In this case, my ticket would be a W class, while their ticket will be S class. I will apply two RPUs. If the upgrades do not go through, then technically my companion cannot get E+, though a nice agent may be able to accommodate this.

I should mention there is currently no PN or RN inventory. The cost of these two options are about the same.

My question: is there an advantage to either approach? If we chose option 2, then is the upgrade priority on both tickets based on my W fare, instead of the S fare? If so, that is a (small) advantage. Are there downsides?
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Old Apr 11, 2018, 7:04 pm
  #941  
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Originally Posted by manttium
.... If the upgrades do not go through, then technically my companion cannot get E+, though a nice agent may be able to accommodate this. ...
This is standard for separate PNRs but only if you are in the same cabin

Originally Posted by manttium
....If we chose option 2, then is the upgrade priority on both tickets based on my W fare, instead of the S fare? If so, that is a (small) advantage. Are there downsides?
No the companion's fare priority will be based on their fare case when on separate PNRs. More importantly if on separate tickets, their status priority will be based on their status, not yours.

When on a common PNR, the companion will inherit your status.
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Old Apr 11, 2018, 7:50 pm
  #942  
 
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So then option 1 is clearly better - we would both clear together, instead of myself as a 1k and my companion as a non-premiere member (both with RPUs).
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Old Apr 11, 2018, 8:31 pm
  #943  
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Originally Posted by manttium
So then option 1 is clearly better - we would both clear together, instead of myself as a 1k and my companion as a non-premiere member (both with RPUs).
It's more subtle than that, but if you would rather both fly in the same cabin, then option 1 is preferable. Option 2 would maximize your chance of upgrading, while reducing the odds that your companion clears.

Note that under option 2, you could secure an E+ seat at booking for your companion by calling UA (since you would both be in the same cabin given that there is currently no open R).
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Old Apr 11, 2018, 11:33 pm
  #944  
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Originally Posted by manttium
So then option 1 is clearly better - we would both clear together, instead of myself as a 1k and my companion as a non-premiere member (both with RPUs).
By purchasing separate tickets for AAA-BBB and BBB-CCC, you are not protected to your final destination if there is a delay on your first flight. While UA will typically try to take care of you if both tickets are on UA, technically they're not required to do so. They can declare your BBB-CCC ticket void if you do not arrive in BBB in a timely fashion.

Furthermore, you will lose the ability to re-route via a different hub. Now, that may not be a huge deal, since you're looking to meet up with a companion anyway, but if AAA-BBB is significantly delayed while BBB-CCC isn't, your companion is likely to make it to CCC before you do no matter what; if you were on a single AAA-CCC ticket, you could re-route via DDD or EEE and reduce the wait to meet up in CCC.

Finally, one minor point -- you mentioned fare classes a couple of times in your original post. While I absolutely do not recommend this, if you feel it's warranted, it is absolutely possible for you to buy a higher fare class than what's being displayed on the website, provided they have a corresponding fare filed. If you would prefer to purchase a W fare for your companion, you can search for it via Advanced Search. The reason that I do not recommend this is that I don't believe it significantly increases your chances of clearing an instrument -- fare class is the second tiebreaker, after status. Especially for a non-status passenger -- unless BBB-CCC is EWR-HNL or something, where people may be tempted into mileage + copay upgrades -- there's a pretty good chance that S and W will have exactly the same chance to clear.
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Old Apr 17, 2018, 10:00 pm
  #945  
 
Join Date: Nov 2012
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Does a 1k using a RPU get priority over a GS on CPU. Also, do you think it is best to apply a RPU or wait and see where you are on CPU list first, so not to waste a RPU when you would have cleared a CPU?

for example, my wife and I fly PBI to LIR on 6th May 0700 via houston. Is there a way to figure whether to apply rpu now, wait for cpu or can you apply rpu now, then call t-24 and see where you would be on cpu upgrade, then cancel the rpu if it looks like cpu will clear.
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